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Securities Regulation (2020)

2019, George L. Flint Jr., Securities Regulation

By George Lee Flint Download the full article (PDF) here. Recommended Citation George Lee Flint, Securities Regulation, 6 SMU Ann. Tex. Surv. 363 (2020)  

Securities Regulation (2019)

2019, George L. Flint Jr., Securities Regulation

By George L. Flint Jr. Introduction Securities regulation deals primarily with the laws preventing and providing remedies for fraud in the sale of stocks and bonds. Texas has two major statutes to combat securities fraud: The Texas Securities Act (TSA) and the Texas...

Securities Regulation (2018)

2018, George L. Flint Jr., Securities Regulation

By George L. Flint Jr., St. Mary’s School of Law Introduction Preventing and providing remedies for fraud in the sale of stocks and bonds are the primary focus of securities regulation laws. The two major statutes to combat securities fraud in Texas are the...

Securities Regulation (2017)

2017, George L. Flint Jr., Securities Regulation

By George L. Flint Jr., St. Mary’s University School of Law Introduction Securities regulation deals primarily with the laws preventing and providing remedies for fraud in the sale of stocks and bonds. Texas has two major statutes to combat securities fraud: The...

Securities Regulation (2016)

2016, George L. Flint Jr., Securities Regulation

By George L. Flint Jr., St. Mary’s University School of Law Introduction Securities regulation deals primarily with the laws preventing and providing remedies for fraud in the sale of stocks and bonds. Texas has two major statutes to combat securities fraud: The...

Securities Regulation (2014)

2014, George L. Flint Jr., Securities Regulation

By George L. Flint Jr., St. Mary’s University School of Law Introduction Securities regulation deals primarily with the laws preventing and providing remedies for fraud in the sale of stocks and bonds. Texas has two major statutes to combat securities fraud: The...

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